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Recent Attorney Articles
- "SEC Study Recommends Keeping Mark-to-Market Accounting"
Client Alert, January 7, 2009
- "Update on UK’s Short-Selling Measures: FSA Proposes to End the Ban but to Extend the Disclosure Regime"
Client Alert, January 7, 2009
- "Update – SEC Regulation of Indexed Annuities"
Client Alert, December 19, 2008
- "MoFo Tax Talk, Volume 1, Issue 4"
Client Alert, December 19, 2008
- "Collateral Trapped is Collateral Damage in the Wake of the Lehman Brothers Debacle"
Client Alert, December 12, 2008
- "SEC’s New and Proposed Credit Rating Agency Rules"
Client Alert, December 4, 2008
- "Update on the FSA’s Approach to Covered Bond Issuance and Asset Encumbrance"
Client Alert, December 3, 2008
- "Learning Curve: U.K. Contracts for Difference Disclosure Regime" by Peter Green and Jeremy Jennings-Mares
First published in Derivatives Week December 1, 2008. Used by permission.
- "International Briefings: Banking M&A" by Armin Gharagozlou, Thomas A. Humphreys and Shamir Merali
First published in International Financial Law Review December 2008. Used by permission.
- "TARP’s Term Asset-Backed Securities Loan Facility: Can Wall Street Help Main Street?"
Client Alert, November 26, 2008
- "FDIC Approves Temporary Liquidity Guarantee Program Final Rule"
Client Alert, November 23, 2008
- "Insurance Companies Adopt Thrift Holding Company Structure to Become Eligible for Treasury Capital Purchase Program and FDIC
Liquidity Guarantee"
Client Alert, November 23, 2008
- "CaPP: Private Bank Program"
Client Alert, November 18, 2008
- "TARP UPDATE: Troubled Assets Will Not be Purchased"
Client Alert, November 13, 2008
- "SIFMA TARP Conference"
Client Alert, November 10, 2008
- "Wall Street in Crisis: Fair Value & the Recent Market Turmoil" by Melissa Beck and Anna Pinedo
First published in Wall Street Lawyer November 2008. Used by permission.
- "Securities Markets: Short Selling Under Fire" by David Kaufman and Anna Pinedo
First published in INSIGHTS November 2008. Used by permission.
- "International Briefings: Strong Medicine Required" by Anna Pinedo and James Tanenbaum
First published in International Financial Law Review November 2008. Used by permission.
- "US Auction Rate Securities: A Market Being Replaced" by Anna Pinedo
First published in International Financial Law Review November 2008. Used by permission.
- "FDIC Issues Interim Rule to Implement Temporary Liquidity Guarantee Program"
Client Alert, October 24, 2008
- "CESR Consultation Paper on UCITS Management Company Passport"
Client Alert, October 24, 2008
- "Federal Reserve Announces Creation of Money Market Investor Funding Facility"
Client Alert, October 21, 2008
- "CESR and ERGEG Recommend a Bespoke EU Market Abuse Framework for the Energy Markets"
Client Alert, October 20, 2008
- "A Separate Piece" by Anna Pinedo and James Tanenbaum
First published in Total Securitization October 21, 2008. Used by permission.
- "Update to Treasury’s Capital Purchase Program"
Client Alert, October 21, 2008
- "New Liquidity and Capital Alternatives for Financial Institutions: Treasury’s TARP Capital Purchase Program; FDIC’s Temporary
Liquidity Guarantee Program"
Client Alert, October 17, 2008
- "SEC Adopts Foreign Issuer Reporting Enhancements"
Client Alert, October 15, 2008
- "TARP and the Various Federal Tent Poles: Will it be Enough?"
Client Alert, October 15, 2008
- "Fair Value and the Recent Market Turmoil"
Client Alert, October 13, 2008
- "International Briefings: Fannie Mae and Freddie Mac" by Anna Pinedo and James Tanenbaum
First published in International Financial Law Review October 2008. Used by permission.
- "Recent Developments in the Disclosure Regime for Economic Interest in Shares" by Peter Green and Jeremy Jennings-Mares
First published in Euromoney Global Banking & Financial Policy Review October 2008. Used by permission.
- "SEC Amends the Rule 12g3-2(b) Exemption from Registration for Foreign Private Issuers"
Client Alert, October 7, 2008
- "Credit Default Swaps as Insurance: One Regulator or Many?"
Client Alert, October 6, 2008
- "Update Regarding UK's Short-Selling Prohibition"
Client Alert, October 1, 2008
- "Soapbox: The Challenges Facing Ucits" by Jon Brassey
First published in Financial Times Mandate October 2008. Used by permission.
- MoFo Tax Talk, Volume 1, Issue 3
Client Alert, September 30, 2008
- "SEC Clarifies Short Sale Restrictions and Related Disclosure Requirements"
Client Alert, September 29, 2008
- "Money Market Fund Bailout Update; First Look: New Asset-Backed Commercial Paper Liquidity Facility"
Client Alert, September 24, 2008
- “The Not So New Thing - Covered Bonds" by Mara Goldsmith and Anna Pinedo
First published in Wall Street Lawyer September 2008. Used by permission.
- "New Restrictions on Short Sales; Disclosure Requirements for Short Sales and Positions; and Relaxed Issuer Repurchase Requirements"
Client Alert, September 22, 2008
- "First Look at Treasury Plan; Money Market Fund Bailout"
Client Alert, September 21, 2008
- "UK's New Short-Selling Prohibition"
Client Alert, September 19, 2008
- “Finance: Covering Your Assets" by Peter Green and Jeremy Jennings-Mares
First published in Legal Week September 18, 2008. Used by permission
- "A Way Forward for SIVs?" by Peter Green and Jeremy Jennings-Mares
First published in Financier Worldwide September 2008. Used by permission.
- "Frequently Asked Questions About Covered Bonds"
September 2008
- "SEC Takes Emergency Action on Shorting; South Dakota Short Selling Ballot Initiative"
Client Alert, September 17, 2008
- "U.S. Covered Bonds: Coming Soon to a Financial Institution Near You" by Anna Pinedo and James Tanenbaum
First published in Euromoney Global Banking & Financial Policy Review September 2008. Used by permission.
- "International Briefings: Real Estate Swaps" by Thomas A. Humphreys, Shamir Merali and Remmelt Reigersman
First published in International Financial Law Review September 2008. Used by permission.
- "SEC Regulation of Indexed Annuities?"
Client Alert, September 3, 2008
- "SEC Amends Reporting, Registration and Business Combination Rules for Foreign Private Issuers"
Client Alert, September 2, 2008
- "IIF’s Final Report on Market Best Practices for Financial Institutions and Financial Products" by Peter Green and Jeremy Jennings-Mares
First published in Banking & Financial Services Policy Report September 2008. Used by permission.
- "Institute of International Finance's (IIF) Final Report on Market Best Practices for Financial Institutions and Financial
Products"
Client Alert, August 29, 2008
- "Extension of the UK Statutory Regime for Liability of Issuers of Securities"
Client Alert, August 27, 2008
- "Upcoming Expiration of Shelf Registration Statements: Avoiding a Blackout Period"
Client Alert, August 25, 2008
- "CESR and ERGEG Expected to Recommend a Bespoke EU Market Abuse Framework for the Energy Markets"
Client Alert, August 25, 2008
- "Defining Hybrid Capital"
Client Alert, August 15, 2008
- "The Counterparty Risk Management Policy Group III Report Includes Detailed Suggestions for Financial Intermediaries"
Client Alert, August 11, 2008
- "SEC Proposals for Credit Rating Agency Reform: Potential Impact on the Asset-backed Markets” by Amy Baumgardner, Ken Kohler, Anna Pinedo and James Tanenbaum
Client Alert, August 5, 2008.
- "Filing a Universal Shelf: A Few Pointers for the First-Time Debt Registrant" by Lloyd Harmetz
First published in Wall Street Lawyer August 2008. Used by permission.
- "International Briefings: Rating Agency Regulation" by Anna Pinedo and James Tanenbaum
First published in International Financial Law Review August 2008. Used by permission.
- "Conceal and be Damned: The FSA has Proposed Disclosure Rules That Will Change the Derivatives Landscape" by Peter Green and Jeremy Jennings-Mares
First published in International Financial Law Review August 2008. Used by permission
- “Managing Risk Special Report: The Power of Influence” by Michael Kalish and Anna Pinedo
First published in Financier Worldwide August 2008. Used by permission
- "Bridging the Gap: Regulatory Moves in the U.K. and U.S. Seek to Close the Gap with Europe on Covered Bonds" by Peter Green and Jeremy Jennings-Mares.
First published in Institutional Investor News: The 2008 Global Securitization Guide. Used by permission.
- "A Short Summary of Short Selling Regulations” by Mara Goldsmith, David Kaufman, Anna Pinedo, Erica Richards and James Tanenbaum
Client Alert, July 30, 2008
- "Treasury Announces Best Practices for Covered Bonds"
Client Alert, July 29, 2008
- "New FASB Accounting Rules on Convertible Debt"
Client Alert, July 25, 2008
- "If it Quacks Like a Duck: Financial Instruments with Characteristics of Equity-Still Equity for FASB?"
Client Alert, July 22, 2008
- “Learning Curve: U.K. Contracts for Difference Disclosure Regime” by Peter Green and Jeremy Jennings-Mares
First published in Derivatives Week July 21, 2008. Used by permission
- "The FDIC Offers Certainty on Covered Bonds"
Client Alert, July 16, 2008
- "Heightened Derivatives and Trading Disclosure for UK Equity Markets"
Client Alert, July 9, 2008
- "SEC Proposes Broader Access by Foreign Broker-Dealers to U.S. Investors"
Client Alert, July 8, 2008
- "SEC Proposes Reforms Relating to Credit Rating Agencies"
Client Alert, July 2, 2008
- “International Briefings: Glass Half Empty Accounting” by Anna Pinedo and James Tanenbaum
First published in International Financial Law Review July 2008. Used by permission
- "Something to Talk About"
Client Alert, June 30, 2008
- “CSX Ramifications” by Michael Kalish, David Kaufman, Jeremy Jennings-Mares and Anna Pinedo
Client Alert June 24, 2008.
- “Closed-End Fund Auction Rate Securities Relief” by Marco Adelfio, Kenneth Fang, Mara Goldsmith, Thomas A. Humphreys, Shamir Merali and Anna Pinedo
Client Alert June 18, 2008
- "MoFo Tax Talk: Volume 1, Issue 2” by Lloyd Harmetz, Thomas A. Humphreys, Shamir Merali and Anna Pinedo
Client Alert, June 17, 2008
- "Tales from the Credit Crunch: Selected Issues in the Taxation of Financial Instruments and Pooled Investment Vehicles" by Thomas A. Humphreys
First published in Journal of Taxation of Financial Products by CCH June 2008. Click here to visit the CCH website.
- “International Briefings: Foreign Tax Credits” by Thomas A. Humphreys, Shamir Merali and Remmelt Reigersman
First published in International Financial Law Review June 2008. Used by permission.
- “Over the Worst of It” by Anna Pinedo & James Tanenbaum
First published in International Financial Law Review June 2008. Used by permission.
- “Bankruptcy’s Breath of Life” by Karen Ostad and Chiahua Pan
First published in Securitizing Life Settlements June 2008. Used by permission.
- “Learning Curve: Emissions Allowance Trading Documentation” by Jeremy Jennings-Mares and Lewis Lee
First published in Derivatives Week May 26, 2008. Used by permission.
- “International Briefings: More Regulation” by Anna Pinedo and James Tanenbaum
First published International Financial Law Review May 2008. Used by permission.
- “Annual Review of Federal Securities Regulation: Significant 2007 Regulatory Developments” by Lloyd Harmetz, Anna Pinedo and Anna Lau
First published in The Business Lawyer May 2008. Used by permission.
- “The SEC’s Proposals For Enhanced Foreign Issuer Disclosure: Mixed Messages For Non-US Companies” by Lloyd Harmetz
First published in Financier Worldwide May 2008. Used by permission
- “The SEC’s December 2007 Rule Revisions: Updates to Standard Transaction Documentation for Financial Intermediaries (Part
II)” by Lloyd Harmetz and Anna Pinedo
First published in Wall Street Lawyer May 2008. Used by permission.
- “Covered Bonds and U.S. Regulators” by Mara Goldsmith, Anna Pinedo & James Tanenbaum
Client Alert April 21, 2008.
- “The SEC’s December 2007 Rule Revisions: Updates to Standard Transaction Documentation for Financial Intermediaries” by Lloyd Harmetz and Anna Pinedo
First published in Wall Street Lawyer in April 2008. Copyright 2008 Thomson/West Legalworks. Used by permission. All rights
reserved.
- “International Briefings: Subprime Ripple Effect” by Anna Pinedo and James Tanenbaum
First published International Financial Law Review April 2008. Used by permission.
- “Exceptionally Intelligent Design” by Anna Pinedo
First published in Butterworths Journal of International Banking and Financial Law in April 2008. Used by permission.
- "International Briefings: Exchange-traded Notes" by Thomas A. Humphreys, Shamir Merali, and Remmelt A. Reigersman
First published in International Financial Law Review March 2008. Used by permission.
- "The Offering of Choice in 2008" by Anna Pinedo and James Tanenbaum
First published in International Financial Law Review March 2008. Used by permission.
- "Change in the Air? US Securities and Exchange Commission's Recent Rule Revisions" by Anna Pinedo and James Tanenbaum
First published in Euromoney International Investment & Securities Review 2008. Used by permission.
- "Creating a Level Playing Field -- A Covered Bond Framework for the UK" by Peter Green and Jeremy Jennings-Mares
First published in Financier Worldwide March 2008. Used by permission.
- “MoFo Tax Talk: Volume 1, Issue 1” by Lloyd Harmetz, Thomas A. Humphreys, Shamir Merali and Anna Pinedo
Client Alert, March 7 2008. Used by permission.
- "The Long Shadow of the Shorts" by Anna Pinedo and James Tanenbaum
First published in Financier Worldwide February 2008. Used by permission.
- "Follow the Rules: The SEC’s Amendments to Rules 144 and 145-A Little Something for Everyone” by Lloyd Harmetz First published in The Deal February 2008. Used by permission.
- "International Briefings: Credit Roundtable White Paper" by Anna Pinedo and James Tanenbaum
First published in International Financial Law Review February 2008. Used by permission.
- "Learning Curve. MiFID: The Implications for Derivatives and Structured Products" by Peter Green and Jeremy Jennings-Mares
First published in Derivatives Week January 21, 2008. Used by permission.
- "2007 US Securities Reform - Two Thumbs Up" by Anna Pinedo and James Tanenbaum
First published in Financier Worldwide January 2008. Used by permission.
- "International Briefings: Securitisation in the US" by Anna Pinedo and James Tanenbaum
First published in International Financial Law Review January 2008. Used by permission.
- “International Briefings: Tax Disputes” by Thomas A. Humphreys, Shamir Merali and Remmelt Reigersman
First published in International Financial Law Review December 2007. Used by permission.
- "The Structured Products Market: Not Drowning but Waving" by Peter Green and Jeremy Jennings-Mares
First published in Financier Worldwide December 2007. Used by permission.
- "International Briefings: Executive Compensation" by Anna Pinedo and James Tanenbaum
First published in International Financial Law Review November 2007. Used by permission.
- "Short-term pain, long-term gain" by Peter Green and Jeremy Jennings-Mares
First published in International Financial Law Review November 2007. Used by permission.
- "Amist the Turmoil, Covered Bonds Bounce Back" by Anna Pinedo and James Tanenbaum
First published in Asset Securitization Report November 2007. Used by permission.
- "Afraid of Revolution – Liability Concerns Have Impoverished the Use of Free-writing Prospectuses Under US Offering Reforms" by Anna Pinedo and James Tanenbaum
First published in International Financial Law Review October 2007. Used by permission.
- "PIPEs 2007: The Status Quo Takes a Blow" by Anna Pinedo and James Tanenbaum
First published in Financier Worldwide October 2007. Used by permission.
- "International Briefings: The Sub-Prime Mortgage Crisis, Litigation Attorneys and Crocodile Tears" by Anna Pinedo and James Tanenbaum
First published in International Financial Law Review October 2007. Used by permission.
- "Cross-border confusion" by Peter Green and Jeremy Jennings-Mares
First published in Oprisk & Compliance October 2007. Used by permission.
- "Levelling the Structured Products Playing Field" by Peter Green
First published in Public Service Review January 2008. Used by permission.
- "A Guide Through the Web" by Anna Pinedo and James Tanenbaum
First published in the 2007 IFLR Global Report. Used by permission.
- "International Briefings: Coupling Call-spreads and Convertibles" by Thomas A. Humphreys, Shamir Merali, and Remmelt A. Reigersman
First published in International Financial Law Review September 2007. Used by permission.
- "Back to Basics" by Peter Green and Jeremy Jennings-Mares
First published in Credit magazine September 2007. Used by permission.
- "A Time to Reap, Sow, and Think About a Secondary PIPE" by Anna Pinedo and James Tanenbaum
First published in Financier Worldwide September 2007. Used by permission.
- "Lucrative Knock-Offs: Covered Bonds in the U.S." by Anna Pinedo and James Tanenbaum
First published in Euromoney Global Banking & Financial Policy Review 2007. Used by permission.
- "International Briefings: Insider Trading" by Anna Pinedo and James Tanenbaum
First published in International Financial Law Review August 2007. Used by permission.
- "Corporate Edition Feature: IRS Not In a Charitable Mood" by Rachel Coan
First published in Investment Dealer's Digest July 2007. Used by permission.
- "International Briefings: Shortening 144" by Anna Pinedo and James Tanenbaum
First published in International Financial Law Review July 2007. Used by permission.
- "Implementation of the Transparency Directive" by Peter Green and Jeremy Jennings-Mares
First published in International Comparative Legal Guide to: Securitization 2007. Used by permission.
- "To Be or Not To Be" by Anna Pinedo and James Tanenbaum
First published in Financier Worldwide July 2007. Used by permission.
- "The Art of Dribbling" by Anna Pinedo and James Tanenbaum
First published in International Financial Law Review June 2007. Used by permission.
- "International Briefings: The Cost of Compliance" by Anna Pinedo and James Tanenbaum
First published in International Financial Law Review May 2007. Used by permission.
- "When a Primary is not a Primary" by Anna Pinedo and James Tanenbaum
First published in International Financial Law Review May 2007. Used by permission.
- "Managing the Buyout Process Roundtable" with James Tanenbaum as panelist
First published in Financier Worldwide May 2007. Used by permission.
- "Degree of Difficulty, 9; Style Points, 5 (or Understanding Hybrids)" by Anna Pinedo
First published in Butterworths Journal of International Banking and Financial Law in April 2007. Used by permission.
- "Hybrid Capital – the US Tax Perspective" by Thomas A. Humphreys and Arthur Man
First published in The Euromoney Hybrid Capital Handbook 2007/08, published by Euromoney Yearbooks in March 2007. Used by
permission.
- "Is Cash Still King in Acquisitions?" by David Kaufman
First published in Financier Worldwide magazine January 2007. Used by permission.
- "What Next for Hybrid Financings?" by Anna Pinedo and James Tanenbaum
First published in Financier Worldwide magazine January 2007. Used by permission.
- "A View on 2007" by Anna Pinedo
First published in Structured Products magazine in January 2007. Copyright 2007 Incisive Media. All rights reserved. Used
by permission. www.structuredproductsonline.com
- "The Danger of Blogging" by Anna Pinedo and James Tanenbaum
First published in International Financial Law Review January 2007. Used by permission. http://www.iflr.com/default.asp?Page=10&PUBID=33&SID=669403&ISS=23205
- "Tax Deductible Equity and Other Hybrids in the United States – A Brief History and Current Developments" by Thomas A. Humphreys
First published in IFR Hybrid Capital Guide 2007. Used by Permission.
- “PIPEs and Registered Directs: Back to the Future” by Anna Pinedo and James Tanenbaum
First published in Financier Worldwide Magazine’s 2006 Private Equity & Venture Capital Review 2006. Used by permission.
- “PIPEs: the Law – Legal and Regulatory Framework” by Anna Pinedo and James Tanenbaum
First published in PIPEs: A Guide - Bloomberg Press 2006. Used by permission.
- "Legal and Regulatory Developments Relating to Structured Products" by Anna Pinedo
First published in The Review of Securities and Commodities on June 7, 2006 (Vol. 39, No. 11). Used by permission.
- "Next Generation Hybrid Securities" by Anna Pinedo
First published in Wall Street Lawyer in May 2006. Copyright 2006 Thomson/West Legalworks. Used by permission. All rights
reserved.
- "Introduction to US Tax Aspects of Hedge Fund Formation" by Thomas A. Humphreys and Arthur Man
First published in Financier Worldwide magazine's 2006 Hedge Funds Review. Used by permission.
- "Developments in Bank Hybrid Capital - the Regulatory Perspective" by Thomas A. Humphreys and Oliver Ireland
First published in The Euromoney Hybrid Capital Handbook 2006/07, published by Euromoney Yearbooks in March 2006.
- "The Impact of the SEC's Securities Offering Reform Rules on the Registered Structured Products Market" by Lloyd Harmetz
First published in Derivatives Report in October 2005. Copyright 2005 RIA. Used by permission. All rights reserved.
- “A Registered PIPE?” by Anna Pinedo and James Tanenbaum
First published in Wall Street Reporter August 2002. Used by permission.
- “A PIPE by Any Other Name…” by Anna Pinedo and James Tanenbaum
First published in Euromoney Institutional Lawyer 2001. Used by permission.
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